Your Support Journey
A clear, coordinated pathway from initial discovery to long-term compliance excellence.
1
2
3
4
5
Enquiry
Discovery & Assessment
Pathway Plan Agreed
Active Support & Check-Ins
Completion & Next Steps
Connect with us to share your goals and current FAIS status.
Detailed analysis of your requirements and professional baseline.
Finalising your roadmap and coordinating with education providers.
Ongoing tracking and regular reviews to keep your progress on target.
Achievements confirmed and next professional stages planned.
01 Discovery
Enquiry & Initial Discovery
We begin with a warm conversation to understand your current standing, role requirements, and Date of First Appointment (DOFA) to establish a clear baseline.
04 Implementation
Active Coordination
Active, people-focused coordination in motion. We track your progress and facilitate communication between you and your providers throughout implementation.
02 Assessment
Assessment & Structured Plan
Our team performs a deep-dive assessment into your specific needs, resulting in a structured roadmap that matches your long-term professional goals.
05 Maintenance
Support & Tracking
We provide ongoing tracking and regular reviews to ensure you stay aligned with FSCA Fit & Proper statuses as your career or business evolves.
03 Education Flow
Coordinated Learning
We source and enroll you with appropriately accredited education providers, overseeing the logistics of your learning journey with professional ease.
Independent Coordination: Fit and Compliant Consulting acts as a strategic guide. We do not provide education credits directly or act as your licence's Compliance Officer.
Working With Us: Your Engagement Journey
At Fit and Compliant Consulting, we humanize the complex world of FSCA requirements. We are not your Compliance Officer or an education provider; instead, we act as your strategic coordinator—guiding, tracking, and supporting you through every milestone while sourcing and enrolling you with the most reputable accredited education providers.
Core Support Journey
Your Path to Fit & Proper Readiness
Key milestones designed to coordinate your progress and ensure regulatory compliance through the Core Support Package.
1
2
3
4
5
Enquiry & Onboarding
Personalised Study Plan
Reach Goal 1 – RE 5
Reach Goal 2 – COB
Reach Goal 3 – FAIS Credits
Start your journey with a consultation to establish your regulatory baseline.
A detailed long-term roadmap created to break requirements into manageable phases.
Coordinated access to study materials and readiness checks for RE 5 exams.
Strategic support toward meeting your Class of Business (COB) requirements.
Guidance and tracking for achieving your first 30–40 FAIS NQF Credits.
What You Get with the Pathway Support Service
Hands-On Coordination
Experience structured, people-centred coordination that simplifies every milestone of your regulatory journey.
Personalised Roadmap
We create detailed, personalised roadmaps (12–24 months) tailored to your specific professional goals and commitments.
Journey Coordination
Full coordination of RE, COB and FAIS NQF credit journeys—from education provider sourcing to milestone tracking.
Ongoing Engagement
Continuous progress tracking and strategic engagement reports ensure you and your stakeholders stay fully informed.
Enterprise Support
Specialised support for larger organisations, managing and tracking multiple representatives with corporate-level oversight.
Optional Add-Ons
Integrate additional services as needed, including examination booking support and professional recognition milestones.
01
Submission & Scoping
Submit your requirements, timelines, and regulatory context to initiate a structured onboarding and scoping process.
How to start your Support Journey
02
Pathway Consultation
Engage in a consultation to confirm your regulatory pathway, including a discussion of accredited providers and coordination needs.
03
Support Alignment
Align on roles, responsibilities, and our support model, encompassing centralised coordination, tracking, and documentation support.
04
Proposal & Next Steps
Receive a tailored proposal summarising the scope, timelines, and our remote-ready support model for your next professional steps.
Please note that all support packages are subject to FSCA Fit and Proper requirements and internal client policies. Fit and Compliant Consulting provides coordination support in collaboration with accredited providers.